2 & 3 October 2018 Singapore

Technology, Compliance & Risk

Overcoming key regulatory challenges in an era of digital disruption

2 & 3 October 2018 Singapore

Digital disruption is dominating the financial services industry. Risk, legal and compliance leaders must drive a visionary strategy, lead teams to work in new ways, implement innovative technologies to deliver efficiencies and guide their organisations through conflicting regulatory complexities.

Building on last year’s success, the Technology, Compliance & Risk Summit brings together senior-level risk, legal and compliance professionals from banks, financial institutions and regulatory bodies across the region. They will explore the latest compliance developments and regulatory trends impacting the financial services industry in Asia.

Over two days the Technology, Compliance & Risk Summit plays host to inspirational keynotes, armchair chats, engaging panel discussions, practical case studies and roundtable discussions.

The first day of the Summit focuses on the challenges surrounding data privacy and data protection, together with in-depth discussions covering key areas of financial crime.

The second day of the Summit explores the biggest cyber security risks and today’s technological uncertainties. Other discussions include how to improve compliance without harming the customer experience, as well as debating the future of the compliance department.

Why attend?

  • Hear the regulators’ perspective on how countries and platforms across APAC are working together on regulatory issues
  • Get a better understanding of the implications and ramifications of Europe’s GDPR
  • Share best practice on how to deal with the complexities of cross-border data flows
  • Discuss the future of digital identities in Asia
  • Find out how to leverage new technology to reduce false positives, improve AML detection and combat financial crime
  • Ensure your organisation’s AML/CTF controls remain effective
  • Find solutions to the biggest cyber security risks and develop a cyber resilience framework
  • Debate surveillance monitoring for chat apps
  • Gain clarity on how Asia’s ICO and cryptocurrencies regulatory landscape will develop
  • Hear practical implementation insights from those leading the way in blockchain adoption
  • Explore the use of AI in the financial industry
  • With an increased focused on the customer, find out how to bridge the gap between compliance and customer experience
  • Debate how compliance departments need to evolve in response to a changing environment

This event has been specifically designed for professionals with the following job titles:

  • Chief Compliance Officer
  • Chief Risk Officer
  • Chief Information Risk Officer
  • General Counsel
  • Head of Compliance
  • Head of Risk
  • Head of Legal
  • Head of Regulatory Change Management
  • Head of Regulatory Compliance
  • Head of Financial Crime
  • Head of Government Relations
  • Head of Data Privacy and Data Protection
  • Head of Technology


Network with decision-makers from:

  • Banks
  • Investment managers
  • Hedge funds
  • Private equity firms
  • Trading firms
  • Insurance companies
  • PSPs
  • Regulators
  • RegTech providers
  • Auditors
  • Consultants
  • Law firms
  • Exchanges

Register your interest in the Technology, Compliance & Risk Summit 2018

We will contact you with updates and reminders


Well known industry leaders confirmed

  • HSH Nordbank

    Meiyen Lee

    HSH Nordbank

    Head of Compliance Asia

  • Citi

    Roberto Ramirez Pinson


    Retail Risk Regulatory Reporting Global Lead

  • Wirecard

    Royston Ng


    Vice President, Head of Global Regulatory Compliance

  • State Street

    David Ngai

    State Street

    Deputy Asia Pacific Head of Compliance, Global Markets

  • Riyad Bank

    Manan Qureshi

    Riyad Bank

    Vice President, Head of Cyber Resilience & Business Continuity

  • Scotiabank

    Stanley T. Park


    Managing Director, Head of Legal - Asia Pacific Region

  • Deutsche Bank

    Boon-Hiong Chan

    Deutsche Bank

    Director, Head of Business Control Unit & Market Advocacy, APAC

  • Barclays

    Richard Carrick


    Regional Head APAC, Financial Crime Assurance

  • Sun Life Malaysia Assurance Berhad

    Hema Latha Sinnakaundan

    Sun Life Malaysia Assurance Berhad

    General Counsel, Chief Compliance Officer and Company Secretary

  • BNY Mellon

    Rebecca Terner Lentchner

    BNY Mellon

    Head of Government Relations and Public Policy APAC

  • Scotiabank

    Edna Essien


    Director, Data Protection and Technology Compliance, APAC

  • Asia Bank of America Merrill Lynch

    Vic Tham

    Asia Bank of America Merrill Lynch

    Chief Operating Officer, Transaction Banking

  • Nanyang Business School

    Dr. Douglas Streeter Rolph

    Nanyang Business School

    Academic Director

  • Standard Chartered Bank

    Robert Ottey

    Standard Chartered Bank

    Global Head of Audit – Compliance, Conduct and Financial Crime

  • Standard Chartered Bank

    Evelyn Koh

    Standard Chartered Bank

    Head, Compliance, Private Bank, ASEAN and South Asia

  • HSBC

    Lee Ashmore


    Global Head of Anti Money Laundering Technology & Regional Head of Financial Crime Risk IT, Asia Pacific

What attendees said about last year’s summit:

“Great insights from regulators about RegTech and regulatory harmonisation.” Societe Generale

“A really good place to connect the industry, regulators and start-ups.” Citibank

“Highly useful to understand the breadth of solutions that are starting to emerge.” Prudential

“Regulatory topics with a fintech flavour – a day of innovative discussions.” Large global FI

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