Speaker interview: Stephan Wolf

Stephan Wolf, CEO of the Global Legal Entity Identifier Foundation (GLEIF). What obligations relevant to the Legal Entity Identifier (LEI) are triggered by the forthcoming MiFID II / MiFIR? Market participants that must comply with the forthcoming European Union (EU) revised Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR) should obtain an LEI […]

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Speaker interview: John Byrne

John Byrne, CEO at Corlytics A year or so after ‘RegTech’ became a buzz word in financial services, what are the key enablers and barriers to its adoption? Although RegTech has only just become a buzz word, financial institutions are long used to using regulatory technology. The difference with the current buzz around RegTech is […]

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Speaker interview: Heidi Mosbek

Heidi Mosbek, Head of Group Business & Technical Audit, Generali How is the work to improve conduct and culture impacting financial services firms? As in any strategic decision, there is an upfront investment to develop and embed a strong, mature and prudent conduct or compliance culture in a business. If we think about improving risk […]

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Speaker interview: Imtiaz Hussain

Imtiaz Hussain, Head of Audit UK, Ireland, BNY Mellon. How is the work to improve conduct and culture impacting financial services firms? Doing what’s right has always been the expectation for financial institutions. The recent financial crisis reminded us that not all of us were doing right by our customers and other stakeholders, and poor […]

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Speaker interview: Eavan Garvey

Eavan Garvey, Head of Group Conduct Risk, Bank of Ireland. How is the work to improve conduct and culture impacting financial services firms? Reduced cost from conduct risk that has crystallised. The cost of conduct issues is significant; while the actual amount of remediation and the enforcement penalties are likely to account for the bulk […]

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