Raise your profile

RegTech Summit US will be held alongside a full-day ID & KYC Summit US, which will take place in New York on November 7, 2017.

For details on how you can get involved, contact Rebecca Martin: rebecca@eventcreationnetwork.com / Telephone: + 44 20 3397 7462

Senior Sponsor

Kompli Global

Kompli-Global is a RegTech enterprise bridging the information gap in an increasingly regulated and digital world. It uses Artificial Intelligence technologies to facilitate regulatory compliance that may otherwise be time-consuming, expensive and ineffective.

It provides two distinct but complimentary services.

Kompli-IQ™ – is the world’s first multi-lingual, multi- jurisdictional software as a service (SaaS) platform. Using proprietary machine learning technology and natural language processing, Kompli-IQ™ interrogates a wide variety of global data sources on the web for published adverse information on both corporate entities and individuals. This makes due diligence fast, simple, scalable and affordable for any business with KYC and AML obligations.

The gold standard in CDD and EDD reports

Through its worldwide advisory community, Kompli-Global can deliver written customer due diligence reports on a target subject. These reports are the result of thorough interrogations performed by resident in-country compliance experts in native language using provincial knowledge and local data sources.


Digital Reasoning

Digital Reasoning is a global leader in using artificial intelligence to understand the world’s most sensitive human communications. Our award-winning cognitive computing platform, Synthesys®, automates key tasks and uncovers transformative insights across vast amounts of human communications for many of the world’s most elite financial institutions. Our technology has been proven to find critical risks and valuable revenue-generating opportunities, delivering rapid and large return on investment in the most complex big data and analytical environments. Digital Reasoning is headquartered in Nashville, TN and has offices in New York, Washington DC, and London. www.digitalreasoning.com

Hitachi Data Systems

The financial services industry faces an abundance of global regulation as a result of the financial crisis. Financial institutions must implement these regulations in a tactical, often manual manner utilizing inflexible legacy systems taking into consideration outdated processes as well as cost and resource burdens. Digital transformation improves every business’s time to market, cost-efficiency, customer experience, and revenue through better management of data. No one knows data like Hitachi Data Systems. Our integrated strategy and portfolio helps financial institutions – including the world’s largest – to implement end-to-end solutions that enable risk management, operational controls, compliance, and audit (ROCA) along with asset and data quality. Hitachi Data Systems delivers end-to-end data regulatory technology and financial services technology solutions to uncover insights for better outcomes.

Supporting Sponsor


Get smart – use hard facts, not soft estimates

Corlytics is the world leader in regulatory risk intelligence.
Positive regulatory outcomes are of enormous benefit to regulators, regulated firms and their clients. Corlytics uniquely analyses enforcement data and other important regulatory information. This helps all stakeholders achieve better regulatory planning and execution, by providing evidence based intelligence. We do this by providing a unique multidisciplinary team of legal analysts, risk professionals and data scientists. Our intelligence is used by regulators, financial institutions and their advisors on a global basis.
Understand regulatory impact

Since 2009 54,000 regulatory documents have been published from 130 different regulatory bodies in G20 countries alone. Many of these new regulations have yet to be enforced.

Corlytics has over 7,000 cases on our database, and we are growing it daily. Each case is read by two specialist lawyers providing metadata and insight, then analysed by banking risk analysts and data scientists. This isn’t just Big Data, this is Super Smart Data


Pendo Systems

Pendo Systems has been providing software solutions to the financial services industry since 2007. Based in Montclair, New Jersey with offices in Charlotte, NC, the Pendo senior management team has decades of experience developing, selling and supporting enterprise software solutions to global banks, insurance companies, and asset management firms. While engaging with some of the largest financial institutions in the world, Pendo prides itself on maintaining its agile development philosophy in order to address the ever changing environment of the financial services industry.


kompany provides a single access point to commercial registers from around the world, enabling our clients to conduct authoritative cross-border company verifications, comply with AML and KYC regulatory requirements and support trade.

Our proprietary ‘Company graph’ software maps cross-border Ultimate Beneficial Owner (UBO) connections making real-time enhanced due diligence a reality.

We support our clients additionally with; Professional translations, PEP & Sanctions and Adverse Media tools, Company Monitoring & Alerting, VAT No. Validation and IBAN Verification.

Today we serve over 35,000 business customers from 115+ countries, from SMEs to large Corporations and Government Agencies.

We lead our RegTech niche through the unparalleled live access we provide.


GECKO Governance

Overview – “GECKO Governance is the first solution in the world to use Blockchain technology to manage fund governance, operations and compliance (including AML/KYC , operational due diligence (ODD), fund launches and investor on-boarding).
GECKO Governance provides fund managers with a live oversight of their funds regulation and compliance, as well as an independent, verifiable, secure and irreversible Blockchain audit trail of compliance to satisfy global financial regulators.
GECKO Governance has offices in New York City, Ireland and Australia.
Clients include leading global fund managers, fund administrators and compliance advisors.”


We deliver powerful compliance software solutions to help you manage employee personal trading, gifts and entertainment, third party and vendor risk, outside business activities, political donations and much more. The automation that MCO brings will reduce the complexities, the time and the costs associated with managing your compliance program whilst delivering state-of-the-art technology and security. Take a demo now at www.mycomplianceoffice.com.


Qumram marries the client servicing needs of the business, with the requirements of compliance, risk and legal. All digital activity (web, social, mobile) is recorded, archived, and replayed in movie-like form, to create a secure and transparent digital audit trail that meets regulatory requirements (e.g. MIFID-II, FFSA, FIDLEG, SEC, FINRA, DOL). Digital business can evolve, without compromising compliance or increasing operational risk.

Qumram also detects fraud (internal/external), accelerates customer service (call center enquiries, support), and provides deep customer insights into user behavior (customer experience, lifecycle analysis). With Qumram, banks can transform spend on digital compliance into measurable return on investment.


Supported by

Enterprise Ireland

Enterprise Ireland assists Irish companies to grow and scale their business internationally, providing strategic support and investment from high potential start-ups, through to large companies expanding their global footprint. Via 35 offices around the globe, Enterprise Ireland works in partnership with Irish companies to help them expand, innovate and achieve sales in international markets.

We currently oversee a portfolio of 90+ Fintech companies operating in the US market, with a particularly strong RegTech cluster. Enterprise Ireland is dedicated to the promotion and support of Irish companies that offer strong and innovative Technology solutions to world leading Financial Institutions.

Media partners


Established in 2012 and relaunched in 2015, BankNXT has developed a reputation for strong opinions, influential editorial and expert business insight in the world of financial technology and financial services. Its remit is to provide thought leadership to people working in or around fintech.

The site is updated regularly with expert insight from some of the world’s leading fintech influencers, and it logged more than 525,000 page views in its first year since relaunch. It also has strong social reach, with a 4,500+ subscriber list for its weekly newsletter, and active Twitter and Facebook feeds.

It broadcasts its own BankNXT Fintech Podcast, which is available on iTunes and SoundCloud, and was nominated in the Online Media Awards in 2016 in three categories.

For more information, please contact shaun@banknxt.com or visit banknxt.com

Banking Technology

Banking Technology is the definitive source of news and analysis of the global fintech sector.

Our website offers daily news and commentary on all things fintech.

Our monthly Banking Technology Magazine – available in print and digital – provides in-depth research of the industry’s developments and trends.

Our annual awards show, Banking Technology Awards, recognises excellence in the use of IT in banking and financial services, strive for innovation, and professional contribution to the industry’s betterment.


International Compliance Association is a professional organisation dedicated to the pursuit of excellence in compliance, anti-money laundering and financial crime prevention. ICA offers internationally recognised professional qualifications that help improve knowledge, enhance skills and minimise risk for firms. For novice and experienced practitioners alike, ICA certificate and diploma programmes are a benchmark of competence and excellence.

Payments Compliance

PaymentsCompliance provides unrivalled business intelligence, leading research and expert commentary from the cutting edge of the global digital payments industry. Driven by an experienced team of lawyers and journalists, PaymentsCompliance provides the business intelligence clients require for their strategic decision-making, regulatory and risk assessments, compliance audits and due diligence research. Visit paymentscompliance.com

Private Banking

The PRIVATEBANKING.COM wealth industry directory is the financial-industry’s leading online business development and networking platform focused on Wealth Management and Financial Services. The platform offers effective marketing services and tools designed to achieve high brand recognition, broad visibility and reach to your products and services.

Privatebanking.com’s FINANCE LOUNGE business network is a vibrant and fast growing online community designed to help financial markets professionals to build network, increase visibility and identify and stay in touch with relevant industry experts and customers alike.

We invite you to join the FINANCE LOUNGE and gain access to business insights and new connections across the globe: Please register at: http://www.privatebanking.com/

Payments & Cards Network

The Payments & Cards Network is a talent provider consultancy purely dedicated to the fintech, payments, & commerce domains. With the biggest global network of over 35.000 fintech professionals and our experienced consultants we connect you to highly skilled people to boost your business performance.

We’d like get to know your specific needs today and help you find the right person to grow your business.

Call us on +31 20 3030 257 and let’s start connecting.


Established by the Financial Stability Board in June 2014, the Global Legal Entity Identifier Foundation (GLEIF) is a not-for-profit organization created to support the implementation and use of the Legal Entity Identifier (LEI). GLEIF is headquartered in Basel, Switzerland. GLEIF services ensure the operational integrity of the Global LEI System. GLEIF also makes available the technical infrastructure to provide, via an open data license, access to the full global LEI repository free of charge to users. GLEIF is overseen by the LEI Regulatory Oversight Committee, which is made up of representatives of public authorities from across the globe.

GlobalRisk Community

The GlobalRisk Community is a thriving community of risk managers and associated service providers. Our purpose is to foster business, networking and educational explorations among members. Our goal is to be the worlds premier Risk forum and contribute to better understanding of complex world of risk. See more at: www.globalriskcommunity.com

Financial IT

Established about five years ago, Financial IT is the venue where community makes itself heard. Innovation is the common feature of the companies that we work with. Some are FinTech disruptors, posing a direct challenge to established institutions. Others are technology companies, providing solutions that produce positive outcomes for the institutions and their clients. We provide a digital platform for product listings, multimedia and other editorial content, reviews by financial IT companies’ clients, and overviews of major trade events

Join our community

We'll be creating and curating lots of RegTech content for your benefit.... so please follow, engage, share, spread the word, discuss, debate, read, watch and more on our social media channels.