Raise your profile

RegTech Summit US will be held alongside a full-day ID & KYC Summit US, which will take place in New York on November 7, 2017.

For details on how you can get involved, contact Rebecca Martin: rebecca@eventcreationnetwork.com / Telephone: + 44 20 3397 7462

Senior Sponsor

Digital Reasoning

Digital Reasoning is a global leader in using artificial intelligence to understand the world’s most sensitive human communications. Our award-winning cognitive computing platform, Synthesys®, automates key tasks and uncovers transformative insights across vast amounts of human communications for many of the world’s most elite financial institutions. Our technology has been proven to find critical risks and valuable revenue-generating opportunities, delivering rapid and large return on investment in the most complex big data and analytical environments. Digital Reasoning is headquartered in Nashville, TN and has offices in New York, Washington DC, and London. 

Hitachi Vantara

The financial services industry faces an abundance of global regulation as a result of the financial crisis. Financial institutions must implement these regulations in a tactical, often manual manner utilizing inflexible legacy systems taking into consideration outdated processes as well as cost and resource burdens.
Digital transformation improves every business’s time to market, cost-efficiency, customer experience, and revenue through better management of data. No one knows data like Hitachi Vantara. Our integrated strategy and portfolio helps financial institutions – including the world’s largest – to implement end-to-end solutions that enable risk management, operational controls, compliance, and audit (ROCA) along with asset and data quality.
Hitachi Vantara delivers end-to-end data regulatory technology and financial services technology solutions to uncover insights for better outcomes.


Kompli Global

Kompli-Global is a RegTech enterprise bridging the information gap in an increasingly regulated and digital world. It uses Artificial Intelligence technologies to facilitate regulatory compliance that may otherwise be time-consuming, expensive and ineffective.

It provides two distinct but complimentary services.

Kompli-IQ™ – is the world’s first multi-lingual, multi- jurisdictional software as a service (SaaS) platform. Using proprietary machine learning technology and natural language processing, Kompli-IQ™ interrogates a wide variety of global data sources on the web for published adverse information on both corporate entities and individuals. This makes deeper due diligence fast, simple, scalable and affordable for any business with KYC and AML obligations.

Deeper due diligence in CDD and EDD reports.

Through its worldwide advisory community, Kompli-Global can deliver written customer due diligence reports on a target subject. These reports are the result of thorough interrogations performed by resident in-country compliance experts in native language using provincial knowledge and local data sources.


Supporting Sponsor


Get smart – use hard facts, not soft estimates

Corlytics is the world leader in regulatory risk intelligence.
Positive regulatory outcomes are of enormous benefit to regulators, regulated firms and their clients. Corlytics uniquely analyses enforcement data and other important regulatory information. This helps all stakeholders achieve better regulatory planning and execution, by providing evidence based intelligence. We do this by providing a unique multidisciplinary team of legal analysts, risk professionals and data scientists. Our intelligence is used by regulators, financial institutions and their advisors on a global basis.
Understand regulatory impact

Since 2009 54,000 regulatory documents have been published from 130 different regulatory bodies in G20 countries alone. Many of these new regulations have yet to be enforced.

Corlytics has over 7,000 cases on our database, and we are growing it daily. Each case is read by two specialist lawyers providing metadata and insight, then analysed by banking risk analysts and data scientists. This isn’t just Big Data, this is Super Smart Data.



Founded in 2011, CUBE is an international RegTech provider and now the category leader for Global Regulatory Change solutions. CUBE transforms how large financial institutions go about their risk and compliance processes. By leveraging regulatory Content on the Open Web, CUBE’s AI platform provides an automated approach to monitoring, detecting and analysing global regulatory change, creating the world’s first single source Regulatory Data Service.

CUBE’s solutions enable customers to understand the impact of regulatory change on policy and procedures across all lines of business delivering end-to-end automation of critical compliance processes. CUBE has grown rapidly with offices worldwide and customers across top tier global banks, insurers and asset managers with 1.5 million users in 180 countries. For the second year running CUBE has been listed as a “RegTech Top Performer” in Market Fintech’s 2017 RegTech Supplier Performance Report and is at the forefront of the development of machine automated compliance.



kompany provides a single access point to commercial registers from around the world, enabling our clients to conduct authoritative cross-border company verifications, comply with AML and KYC regulatory requirements and support trade.

Our proprietary ‘Company graph’ software maps cross-border Ultimate Beneficial Owner (UBO) connections making real-time enhanced due diligence a reality.

We support our clients additionally with; Professional translations, PEP & Sanctions and Adverse Media tools, Company Monitoring & Alerting, VAT No. Validation and IBAN Verification.

Today we serve over 35,000 business customers from 115+ countries, from SMEs to large Corporations and Government Agencies.

We lead our RegTech niche through the unparalleled live access we provide.

Pendo Systems

Pendo Systems has been providing software solutions to the financial services industry since 2007. Based in Montclair, New Jersey with offices in Charlotte, NC, the Pendo senior management team has decades of experience developing, selling and supporting enterprise software solutions to global banks, insurance companies, and asset management firms. While engaging with some of the largest financial institutions in the world, Pendo prides itself on maintaining its agile development philosophy in order to address the ever changing environment of the financial services industry.



AQMetrics enables simple, reliable and cost-effective risk management and regulatory compliance through the use of technology. Our cloud platform uses smart technology to integrate risk and regulatory solutions, allowing our clients stay compliant with existing and emerging regulations.


Emotics is a Hong Kong-based RegTech company focused on analyzing and increasing engagement with compliance training. We monitor user behavior, including using facial recognition and micro-expression analysis to increase the effectiveness of training and identify high-risk areas for breaches of compliance.

Financial Risk Solutions (FRS)

Financial Risk Solutions (FRS) license RegTech Software to financial services firms.
FRS software is used for Life Insurance Fund Administration, Asset Manager Oversight, PRIIPs (Packaged Retail and Insurance-Based Investment Products) KID (Key Information Documents) production, MiFID II Cost Calcs, Solvency II Quantitative Reporting Templates (QRT’s) and on-line banking Peer to Peer lending. The FRS Invest|Pro™ plafform manages in excess of €100bn assets under management, clients are based in Europe, Asia and the US. Financial Risk Solutions (FRS) was founded in Dublin, Ireland by a group of Actuaries and IT specialists in 1999.

GECKO Governance

Overview – “GECKO Governance is the first solution in the world to use Blockchain technology to manage fund governance, operations and compliance (including AML/KYC , operational due diligence (ODD), fund launches and investor on-boarding).
GECKO Governance provides fund managers with a live oversight of their funds regulation and compliance, as well as an independent, verifiable, secure and irreversible Blockchain audit trail of compliance to satisfy global financial regulators.
GECKO Governance has offices in New York City, Ireland and Australia.
Clients include leading global fund managers, fund administrators and compliance advisors.

Governor Software

Governor Software- Enhanced Oversight, Proven Communicate your obligations, understand your status and prove your compliance – A key component of good Governance is good oversight. The key challenge to good oversight for medium and large institutions in heavily regulated industries is the communication of the obligations set out by external and internal stakeholders, and the subsequent proving of adherence to those same stakeholders.
We have a simple to use solution that enables financial services companies to enhance their oversight capabilities by
1) effectively communicating their internal and external obligations and
2) minimising the cost/time of collating and presenting proof of compliance.
Governor Software provides clients with the ability to deconstruct regulations, frameworks and policies into visual maps that clearly communicate the obligations that require oversight and then to be able to track the changes as they are made to the obligations. Secondly the solution provides the 1st line of defence with Key Indicators and assessment points, in order to record compliance and areas of concern, which may be interfaced to your internal systems. It enables business updates and comments to flow back to the 2nd line in a seamless manner. Finally, it presents the status of individual and overall compliance in the structure of the original regulation, framework or policy. All of this is completed in a structured and auditable process so that review and audit becomes less fraught. Unlike the current piecemeal approach, using spreadsheets, presentations and email, which makes creating a structured, comprehensive and auditable oversight process, either impossible or extremely inefficient.


Kyckr embeds automated, real-time company and director lookups into your existing systems via API. Kyckr provides instant, direct access to over 150 business registries globally, to perform AML related searches, enabling its users to “know your customer” in real time.


We deliver powerful compliance software solutions to help you manage employee personal trading, gifts and entertainment, third party and vendor risk, outside business activities, political donations and much more. The automation that MCO brings will reduce the complexities, the time and the costs associated with managing your compliance program whilst delivering state-of-the-art technology and security. Take a demo now at www.mycomplianceoffice.com


Qumram marries the client servicing needs of the business, with the requirements of compliance, risk and legal. All digital activity (web, social, mobile) is recorded, archived, and replayed in movie-like form, to create a secure and transparent digital audit trail that meets regulatory requirements (e.g. MIFID-II, FFSA, FIDLEG, SEC, FINRA, DOL). Digital business can evolve, without compromising compliance or increasing operational risk.

Qumram also detects fraud (internal/external), accelerates customer service (call center enquiries, support), and provides deep customer insights into user behavior (customer experience, lifecycle analysis). With Qumram, banks can transform spend on digital compliance into measurable return on investment.


Vox Financial

Vox Financial Partners provides consulting services and contract management products to top-tier bank and broker-dealer clients in the US and Europe.

Our consultants specialize in regulatory change management projects, remediation projects, and operational and back-office work. We also offer services to support ‘business as usual’ activities, derivatives trading documentation, and data extraction and analysis.

Vox uses a staff augmentation model to deliver projects under our clients’ direction directly at client sites or from our office in Belfast. Under both scenarios, Vox consultants collaborate with their clients, plan strategic solutions, and deliver high-quality results to meet required timescales and deadlines at a competitive cost.

We are also developing Opal, a suite of tools to provide structured contract drafting & management on a distributed ledger (permissioned blockchain). Opal reduces operational risk and legal cost by managing the single ‘golden copy’ of a legal document, and by storing documents with metadata to enable easy searching, querying, and reporting.

Supported by

Enterprise Ireland

Enterprise Ireland assists Irish companies to grow and scale their business internationally, providing strategic support and investment from high potential start-ups, through to large companies expanding their global footprint. Via 35 offices around the globe, Enterprise Ireland works in partnership with Irish companies to help them expand, innovate and achieve sales in international markets.

We currently oversee a portfolio of 90+ Fintech companies operating in the US market, with a particularly strong RegTech cluster. Enterprise Ireland is dedicated to the promotion and support of Irish companies that offer strong and innovative Technology solutions to world leading Financial Institutions.

International RegTech Association (IRTA)

The International RegTech Association (IRTA) is a united community of individuals and organizations, with a shared vision to innovate, advance, and influence the future of Regulatory Technology (RegTech).
Through consultation and collaboration, the IRTA plays a central role in shaping the future of the Financial Services industry. A non-profit Association, the IRTA brings together the people, tools and policies that are required to thrive in today’s rapidly evolving RegTech landscape.

Media partners


Established in 2012 and relaunched in 2015, BankNXT has developed a reputation for strong opinions, influential editorial and expert business insight in the world of financial technology and financial services. Its remit is to provide thought leadership to people working in or around fintech.

The site is updated regularly with expert insight from some of the world’s leading fintech influencers, and it logged more than 525,000 page views in its first year since relaunch. It also has strong social reach, with a 4,500+ subscriber list for its weekly newsletter, and active Twitter and Facebook feeds.

It broadcasts its own BankNXT Fintech Podcast, which is available on iTunes and SoundCloud, and was nominated in the Online Media Awards in 2016 in three categories.

For more information, please contact shaun@banknxt.com or visit banknxt.com

Banking Technology

Banking Technology is the definitive source of news and analysis of the global fintech sector.

Our website offers daily news and commentary on all things fintech.

Our monthly Banking Technology Magazine – available in print and digital – provides in-depth research of the industry’s developments and trends.

Our annual awards show, Banking Technology Awards, recognises excellence in the use of IT in banking and financial services, strive for innovation, and professional contribution to the industry’s betterment.


Digital.NYC is New York City’s official tech and startup hub. We’re a private partnership with the Mayor’s office, the NYC Economic Development Corporation, Gust who built and maintains the site, and over a dozen tech and media companies in New York City.

We are the designated, central location for all the information resources individuals and companies need in the tech and startup industry.


International Compliance Association is a professional organisation dedicated to the pursuit of excellence in compliance, anti-money laundering and financial crime prevention. ICA offers internationally recognised professional qualifications that help improve knowledge, enhance skills and minimise risk for firms. For novice and experienced practitioners alike, ICA certificate and diploma programmes are a benchmark of competence and excellence.

Payments Compliance

PaymentsCompliance provides unrivalled business intelligence, leading research and expert commentary from the cutting edge of the global digital payments industry. Driven by an experienced team of lawyers and journalists, PaymentsCompliance provides the business intelligence clients require for their strategic decision-making, regulatory and risk assessments, compliance audits and due diligence research. Visit paymentscompliance.com

Private Banking

The PRIVATEBANKING.COM wealth industry directory is the financial-industry’s leading online business development and networking platform focused on Wealth Management and Financial Services. The platform offers effective marketing services and tools designed to achieve high brand recognition, broad visibility and reach to your products and services.

Privatebanking.com’s FINANCE LOUNGE business network is a vibrant and fast growing online community designed to help financial markets professionals to build network, increase visibility and identify and stay in touch with relevant industry experts and customers alike.

We invite you to join the FINANCE LOUNGE and gain access to business insights and new connections across the globe: Please register at: http://www.privatebanking.com/

Payments & Cards Network

The Payments & Cards Network is a talent provider consultancy purely dedicated to the fintech, payments, & commerce domains. With the biggest global network of over 35.000 fintech professionals and our experienced consultants we connect you to highly skilled people to boost your business performance.

We’d like get to know your specific needs today and help you find the right person to grow your business.

Call us on +31 20 3030 257 and let’s start connecting.


Established by the Financial Stability Board in June 2014, the Global Legal Entity Identifier Foundation (GLEIF) is a not-for-profit organization created to support the implementation and use of the Legal Entity Identifier (LEI). GLEIF is headquartered in Basel, Switzerland. GLEIF services ensure the operational integrity of the Global LEI System. GLEIF also makes available the technical infrastructure to provide, via an open data license, access to the full global LEI repository free of charge to users. GLEIF is overseen by the LEI Regulatory Oversight Committee, which is made up of representatives of public authorities from across the globe.

GlobalRisk Community

The GlobalRisk Community is a thriving community of risk managers and associated service providers. Our purpose is to foster business, networking and educational explorations among members. Our goal is to be the worlds premier Risk forum and contribute to better understanding of complex world of risk. See more at: www.globalriskcommunity.com

Financial IT

Established about five years ago, Financial IT is the venue where community makes itself heard. Innovation is the common feature of the companies that we work with. Some are FinTech disruptors, posing a direct challenge to established institutions. Others are technology companies, providing solutions that produce positive outcomes for the institutions and their clients. We provide a digital platform for product listings, multimedia and other editorial content, reviews by financial IT companies’ clients, and overviews of major trade events

Join our community

We'll be creating and curating lots of RegTech content for your benefit.... so please follow, engage, share, spread the word, discuss, debate, read, watch and more on our social media channels.