This lively, facilitated breakfast briefing will examine the latest real-life RegTech applications, how RegTech can benefit your clients, and how it can help you bring innovative products and services to market. It will provide a highly valuable framework for the day’s discussions. The session is designed to give you clear takeaways and highlight practical steps forward.
Information-sharing between group members
Facilitated, structured discussion
Feedback and summary
Ruth Wandhofer, Global Head of Regulatory & Market Strategy, Citi Transaction Services
Review and predictions – a year in RegTech
Have developments over the past year been in the areas that regulators, industry participants and consumers/clients wanted?
Review of new solutions that have come onto the market, and how they address the key problems faced by financial services firms
How RegTech providers, financial services firms and regulators can work together to create holistic solutions, and encourage the continued adoption of RegTech
Expected developments for RegTech in the near-term, medium-term and long-term.
Bob Walsh, Deputy Chief Compliance Officer, Chief Financial Crime Officer, Chair of the US Compliance Committee AXA Group
Annu Warikoo, Global Head Enterprise Risk Identification Wells Fargo
Implementation and integration of RegTech solutions
Sourcing the right RegTech solutions for your specific regulatory challenges
Integrating a new RegTech vendor into your existing systems and processes
Overcoming short timeframes for implementing new solutions
Insights for RegTech providers – how to penetrate financial services firms with new solutions
Anthony Dell, Partner & Global Chief Compliance & Ethics Officer, Ares Management
Joseph Lodato, Global Head of Compliance Technology & Surveillance, Guggenheim Partners
Ron D’Vari, Executive Chairman, CIO & Co-Founder, NewOak