Summit Agenda

Learning from experience: implementation case studies and analysis




Chair’s welcome

8:35AMKeynote interview

The state of RegTech and emerging trends

  • In this opening keynote interview we will discuss where financial institutions are in their RegTech thinking and look at what have been some of the big steps forward this year, what has worked well, what have been the biggest challenges and what are the emerging trends.
8:55AMArmchair chat

Observations from the regulators

  • During this open and informal discussion the regulators will share their perspective on RegTech, risks and barriers to adoption, SupTech, sandboxes, robo rulebook and future industry trends. The discussion will be followed by Q&A with the audience.
  • Nicole Sandler, VP FinTech and RegTech - EMEA Legal Lead, Barclays
9:25AMCase study

Lessons learned from preparing for and implementing GDPR

  • One month after GDPR, how has it affected the industry, what have been the biggest challenges and where do the opportunities for improvement lay?

Achieving MiFID II compliance

  • Join our panellists as they discuss how the industry is coping, what challenges still need to be addressed, how firms are leveraging the data management practices put in place for MiFID II reporting to benefit other areas of the organisation and the role of RegTech in helping companies comply with the new regime.
  • Chad Giussani, Head of Transaction Reporting Compliance, Standard Chartered Bank
  • Beate Born, Executive Director, Global MiFID II Project Lead, UBS
  • Rajeev Gupta, Consultant, BNY Mellon
10:55AMCase study

The impact of PSD2 and open banking

  •  With the open banking revolution unleashed, what is causing the biggest headache, how are banks seizing the opportunities and where does RegTech come into play?

Networking break


Addressing the problems relating to cross-border compliance

  • Benoit Hailly, COO, Indigita

TAINA’s solutions to automate FATCA and CRS compliance

  • Delivering efficiencies to back offices and improving customers’ experience.
  • Maria Scott, CEO, TAINA Technology

RegTech solution spotlight

Discover the latest technologies that can support your RegTech strategy

Leveraging RegTech for KYC and AML

  • During this session the panelists will discuss the benefits of implementing RegTech to prevent fraud, improve KYC/AML processes and customer experience as well as debating the challenges of adoption.
  • Guy Mettrick, Practice Leader - Financial Services, Appian
  • Clare Rowley, Head of Business Operations, Global Legal Entity Identifier Foundation
  • Nicola Poole, Head of EMEA Client On-Boarding and Regulatory Outreach, Nomura
  • Giles Spungin, Global Head of Operational Risk and Regulatory Compliance Analytics, HSBC
12:15PMPanel discussion

Using RegTech to achieve more efficient regulatory reporting

  • Our expert panellists will discuss today’s regulatory reporting challenges and share their views/experience on how RegTech can be used to achieve smarter regulatory reporting.
  • Eric Auclair, Head of Group Regulatory Reporting, Societe Generale
  • Emma Movitz, Head of Group Function Information & Reporting, Nordea
  • David Lian, Head of Group Capital Regulatory Reporting, Standard Chartered Bank

To build in-house or to partner with a RegTech firm?

  • Richard Maton, ‎Richard Maton​, Partner, Aperio Strategy

Networking lunch


How blockchain is changing the financial services industry

  • Our expert panel of speakers will share their experience of how DLT/Blockchain is revolutionising compliance in the financial industry, enhancing banking practices and improving efficiency.
  • Richard Crook, Head of Emerging Technology, RBS
  • Ceri Goodwin, Director, RegTech Customer & Innovation, Santander UK
  • Claire Calmejane, Director of Innovation and Digital Centre of Excellence, Lloyds Banking Group
  • Anthony Woolley, MD, UK Head of Innovation, Société Générale
3:05PMCase study

AI, machine learning and NLP

  • Practical examples of how AI, machine learning and NLP is being implemented to help organisations meet their compliance obligations.

Sharing best practice on how to implement a RegTech solution

  • What is out there and what is and is not RegTech?
  • Where is RegTech most useful?
  • What do you need to take into consideration when choosing and implementing a RegTech solution?
  • What internal processes should you develop to successfully integrate a RegTech solution?
  • What hurdles will you face and how can you overcome these?

Networking Break


Leveraging the data management practices put in place by the new regulations, to benefit other areas of the organisation


Cyber security and cyber risk in the age of RegTech

  • Understanding the risks and security implications of RegTech.
5:10PMClosing keynote address

How can financial institutions defend their ground against the likes of Google and Amazon?


Chair’s closing remarks, followed by a drinks reception

Join our community

We'll be creating and curating lots of RegTech content for your benefit.... so please follow, engage, share, spread the word, discuss, debate, read, watch and more on our social media channels.