Summit Agenda

Learning from experience: implementation case studies and analysis

8:30AM

Registration

9:00AMPRESENTATION

Chair’s welcome and opening remarks

The state of RegTech and emerging trends

Speaker:
  • Sophia Bantanidis, EMEA Head of Regulatory & Market Strategy and Citi Accelerator Mentor, Citi Treasury and Trade Solutions
9:10AMPANEL DISCUSSION

Achieving MiFID II compliance

  • How is the industry coping?
  • What challenges still need to be addressed?
  • How can firms leverage the data management practices put in place for MiFID II reporting to benefit other areas of the organisation?
  • How is RegTech helping companies comply with the new regime?
Moderator:
  • Sean Morgan, Chief Revenue Officer & Global Head of Sales, OTCX Trading
Panelists:
  • Chad Giussani, Head of Transaction Reporting Compliance, Standard Chartered Bank
  • Rajeev Gupta, Consultant, BNY Mellon
  • Gouri P Khatua, Regulatory Consultant, Grant Thornton LLP
  • Targ Patience, Group Chief Compliance Officer, Gibraltar Stock Exchange
9:50AMSOLUTION SPOTLIGHT

Addressing the problems relating to cross-border compliance

    Regulation and especially cross-border regulation is one of the major challenge banks and financial institutions are currently facing. Complexity, country-specific, number of rules, continuous changes… are making it impossible to handle without the help of technology. Thanks to RegTech companies, this can now be managed seamlessly, as easily as checking the weather.
Speaker:
  • Benoit Hailly, ‎Managing Director, Indigita
10:00AMSOLUTION SPOTLIGHT

Mastering Compliance in a multi-regulatory environment

Speaker:
  • Thomas Buk, Managing Director, DeltaconX
10:15AM

Networking Break

10:45AMSOLUTION SPOTLIGHT

Can RegTech deliver digital transformation without disruption?

Speaker:
  • Guy Mettrick, Practice Leader - Financial Services, Appian
10:55AMPANEL DISCUSSION

Innovation in financial services

  • The future of regulation
  • The FCA's experience as users of RegTech
  • What the main barriers and risks are to adopting RegTech and how can they be overcome
  • Latest advances and projects
  • Upcoming regulatory developments and how RegTech can support the industry in meeting new requirements
Moderator:
  • Nicole Sandler, VP FinTech and RegTech - EMEA Legal Lead, Barclays
Panelists:
  • Gordon Chapple, Manager, FCA RegTech, Financial Conduct Authority
  • Ceri Godwin, Director, RegTech Customer & Innovation, Santander UK
  • Ian Hollowbread, Director CAO Enterprise, ING
11:35AM

Is RegTech the answer to corporate onboarding in minutes?

CASE STUDY
    Speakers:
      • Ted Datta, Director - Governance, Risk and Compliance Solutions (UK & Ireland), Bureau van Dijk
      • Felicia Meyerowitz Singh, Co-founder & CEO, Akoni Hub
11:55AMPANEL DISCUSSION

Leveraging RegTech for KYC and AML

CASE STUDIES
  • The benefits of implementing RegTech to prevent fraud, improve KYC/AML processes and customer experience
  • How RegTech can be used for due diligence purposes
  • Is RegTech a cost-effective solution that can and should be used by firms of all sizes?
  • Understanding the challenges of adopting and implementing these new technologies
Moderator:
  • Guy Mettrick, Practice Leader - Financial Services, Appian
Panelists:
  • Clare Rowley, Head of Business Operations, Global Legal Entity Identifier Foundation
  • Giles Spungin, Global Head of Operational Risk and Regulatory Compliance Analytics, HSBC
  • Ahed Abdelky, Innovation Coordinator, Allianz
  • Samantha J Sheen, AML Director – Europe, ACAMS
12:35PMSOLUTION SPOTLIGHT

TAINA’s solutions to automate FATCA and CRS compliance

Delivering efficiencies to back offices and improving customers’ experience.
    Speaker:
    • Maria Scott, CEO, TAINA Technology
12:40PMSOLUTION SPOTLIGHT

Truphone mobile recording

  Speaker:
  • Paul Liesching, Global Head of Financial Markets, Truphone
12:45PM

Networking lunch

1:45PMPanel discussion

Using RegTech to achieve more efficient regulatory reporting

CASE STUDIES
  • What are today’s most pressing regulatory reporting challenges and how are firms overcoming these?
  • What's the future landscape of European regulatory reporting?
  • Debating regulatory data management challenges and opportunities
  • Practical applications of how RegTech can be used to achieve smarter regulatory reporting and improve efficiencies
  • The importance of collaboration between firms, RegTech solution providers and regulators
Moderator:
  • Gouri P Khatua, Regulatory Consultant, Grant Thornton LLP
Panelists: 
  • Eric Auclair, Head of Group Regulatory Reporting, Societe Generale
  • Emma Movitz, Head of Group Function Information & Reporting, Nordea
  • Jean-Marc Guiteau, Global Head of Regtech Innovation & Development, BNP
  • David Lian, Head of Group Capital Regulatory Reporting, Standard Chartered Bank
  • Niresh Rajah, Head of Regulatory, Information, Data, Governance & Management, Barclays UK
2:25PMPRESENTATION

The perspective of the Information Commissioner’s Office

KEYNOTE
    Speaker:
    • Emma Bate, General Legal Counsel, Information Commissioner’s Office
2:45PMPANEL DISCUSSION

How blockchain is changing the financial services industry

CASE STUDIES
  • Blockchain's role in enhancing banking practices and improving efficiencies
  • Practical applications of how blockchain is revolutionising the financial services industry
  • Technical and regulatory challenges to overcome
Moderator:
  • Olivia Vinden, Director, Alpha FMC
Panelists:
  • Richard Crook, Head of Emerging Technology, RBS
  • Ceri Godwin, Director, RegTech Customer & Innovation, Santander UK
  • Claire Calmejane, Director of Innovation and Digital Centre of Excellence, Lloyds Banking Group
  • Anthony Woolley, MD, UK Head of Innovation, Société Générale
3:25PM

Networking break

3:45PM

RegTech & AI

CASE STUDY
  • CBA’s RegTech Map
  • How AI, machine learning and NLP are being implemented to help organisations meet their compliance obligations
  • RegTech experimentation – opportunities and key challenges
Speaker:
  • Mukund Umalkar, London Innovation Lab, Commonwealth Bank of Australia
4:05PMPANEL DISCUSSION

How to partner effectively with a RegTech firm

  • The main challenges in RegTech adoption for financial institutions
  • Overcoming the barriers to achieving effective collaboration between financial services firms and RegTech companies
  • To build in-house or to partner with a RegTech firm?
  • Leveraging the opportunities presented by RegTech and FinTech while dealing with replacing legacy systems
  • What needs to happen next for the industry to move forwards?
Moderator:
  • Richard Maton, ‎Partner, Aperio Strategy
Panelists:
  • Adriana Ennab, ‎Director, Public Affairs & Policy, Credit Suisse
  • Siobhan Walker, Managing Director, ING
  • Jo Rabin, Head of Technology, Deutsche Bank Innovation Labs
4:45PMROUNDTABLE DISCUSSION

Sharing best practice on how to implement a RegTech solution

  • What is out there and what is and is not RegTech?
  • Where is RegTech most useful?
  • What do you need to take into consideration when choosing and implementing a RegTech solution?
  • What internal processes should you develop to successfully integrate a RegTech solution?
  • What hurdles will you face and how can you overcome these?
Roundtable leaders:
  • Ahed Abdelky, Innovation Coordinator, Allianz
  • Tinsley Lockhart, Manager, Financial Risk, Risk Innovation Champion Insurance & Wealth, Risk Division, Lloyds Banking Group
  • Daniel Percy-Hughes, Principal Consultant, Synechron 
  • Richard Maton, ‎Partner, Aperio Strategy
  • Gouri P Khatua, Regulatory Consultant, Grant Thornton LLP
5:25PMPRESENTATION

Chair’s closing remarks and end of Summit

Speaker:
  • Sophia Bantanidis, EMEA Head of Regulatory & Market Strategy and Citi Accelerator Mentor, Citi Treasury and Trade Solutions

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