27 September, 2017. London

RegTech Summit Europe

Real-life RegTech applications to streamline regulatory compliance, bring innovative products to market, and benefit consumers

27 September, 2017 – Summit & RegTech Solution Showdown

26 September, 2017 – Interactive Masterclass

Innovative technologies can ensure that regulations are applied efficiently, so consumers are protected, without compromising margins for financial services firms.

In a market that is crowded with noise about the rise of RegTech, ECN’s RegTech Summit Europe has developed a reputation for delivering insights and connections of exceptional value.

The fifth in an established global series of RegTech Summits will deliver:

RegTech Solution Showdown

Join the most exciting, emerging RegTech startups from the UK and Europe

Key topics for 2017:

  • Transaction reporting solutions for MiFID II and EMIR compliance
  • Uncovering similarities between regulations and re-using data, to streamline reporting and future-proof new solutions
  • Live monitoring, IoT, and other ways to improve policy making
  • Using RegTech to bring innovative products and services to market
  • Which RegTech solutions have the best audit trails, transparency, accuracy and scalability
  • Mutually beneficial collaborations between large firms and RegTech start-ups

Specifically designed for:

  • Heads of Compliance
  • Heads of Regulatory Reporting
  • Heads of Regulatory Change Management
  • Chief Risk Officers
  • Heads of Market Data
  • Heads of Regulatory Data
  • Chief Technology Officers
  • Heads of Innovation
  • Heads of Audit

What people said about last year's event:

“Congratulations on a really fantastic event. We had a ball at the RegTech Summit Europe, and as well as learning a load, we’ve lined up multiple interested prospects – thanks for having us.” Shane Brett, CEO, GECKO Governance

“The summit was incredibly valuable. The discussions and networking opportunities were some of the best I have experienced. It was the best use of my day, and I’ll refer back to the event for a long time to come.” Colin Bennett, Head of Digital Distribution IT, GAM Fund Management

“Congrats on a great event. The ECN team should be proud. I spoke with many influential folks at the summit and all were impressed. Can’t wait until NYC!” Scott Nelson, Founder & CEO, BIGcontrols


Network with decision makers from:

  • Banks
  • Investment Manager
  • Hedge Funds
  • Private Equity Firms
  • Trading Firms
  • Insurance companies
  • PSPs
  • RegTech Providers
  • Regulators
  • Auditors
  • Consultants
  • Law Firms
  • Exchanges


Senior Sponsor

Senior Sponsor

Senior Sponsor

Supporting Sponsor

Supporting Sponsor





Tickets are currently available from £699* + VAT. Join us in London on 27 September


Well known industry leaders confirmed

Roundtable leaders


Real-life RegTech applications to streamline regulatory compliance, bring innovative products to market, and benefit consumers




Chair’s welcome

  • Homa Siddiqui, Chief Operating Officer Compliance & Regulatory Affairs, Credit Suisse
9:10AMKeynote Interview

Review and predictions – a year in RegTech

  • Have developments over the past year been in the areas that regulators, industry participants and consumers wanted?
  • Review of new solutions that have come onto the market, and how they address the key problems faced by financial services firms
  • How RegTech providers, financial services firms and regulators can work together to create holistic solutions, and encourage the continued adoption of RegTech
  • Expected developments for RegTech in the near-term, medium-term and long-term
  • Steve Burman, Managing Director, Global Head of Compliance Operations & Frameworks, Barclays
  • Stamos Fokianos, Managing Director, Global Head eBusiness, Crédit Agricole Corporate & Investment Bank

Implementation and integration of RegTech solutions

  • Sourcing the right RegTech solutions for your specific regulatory challenges
  • Integrating a new RegTech vendor into your existing systems and processes
  • Overcoming short timeframes for implementing new solutions
  • Insights for RegTech providers – how to penetrate financial services firms with new solutions
  • Giles Spungin, Global Head of Operational Risk & Regulatory Compliance Analytics, HSBC
  • Christian Krohn, Head, Compliance & Regulatory Affairs, Europe, Standard Chartered Bank
  • Hany Choueiri, Head of Data Governance & Strategy (CDO), EMEA, State Street
  • Sarah Clark, General Manager-Identity Mitek Systems
10:30AMRegTech Solution Spotlight

Transaction reporting for MiFID II & EMIR compliance

  • Risk-data aggregation - gathering and analysing information on capital and liquidity for internal models and reports to regulators

LEI status update relative to current and future regulation

  • Overcoming timing constraints to prepare for MiFID II and Prospectus Regulation in Europe
  • How accessing the LEI data pool can aid and simplify your regulatory reporting
  • Required data elements from issuers, investment firms, counterparties and trading venues
  • GLEIF’s strategy to extend the benefits of the LEI for regulatory compliance
  • Stephan Wolf, Chief Executive Officer, Global Legal Entity Identifier Foundation (GLEIF)

Networking break


GRC and data analytics

Network at small tables and join an interactive discussion on the most pressing issues facing your industry. Suggested topics:
  • Ensuring a robust GRC framework that keeps pace with new legislation and the expectations of your stakeholders
    • Getting your systems and controls in place
    • Organising and monitoring your data
  • Data analytics to manage risk and deliver the right outcomes for regulators
  • Establishing common definitions for data governance, and how software providers can build this in
Roundtable leaders:
  • John Turner, CEO, XBRL International
  • Richard Pike, CEO, Governor Software
  • Ahed Abdelky, Financial Crime Technology Expert Allianz SE
  • Patrick Boscher, Financial Crime Technology Coordinator, Allianz SE
  • Paul Cummins, Managing Director, StoneRock Advisors

Efficient use of market data for various regulatory reporting requirements

  • Regulatory reporting market data crossover examples
  • Re-use of market data for multiple regulatory reporting requirements, to improve cost-efficiency and future-proof new RegTech solutions
  • Identifying market data content that will be challenging, and might require a centralised repository, in order to meet regulatory reporting obligations
  • Chris Johnson, Senior Product Manager, Market Data, HSBC Securities Services

Making RegTech work for the regulators

  • Has regulatory support for RegTech been at expected levels, and has it catalysed the expected developments in the sector?
  • Live monitoring, IoT and other solutions to improve policy-making
  • Holistically managing data received from financial services firms
  • Identifying unconscious barriers to innovation, caused by regulation, and how this is being tackled
  • RegTech collaborations between regulators and the industry
  • Applying the principles of Global Common Data Standards
  • Impact on data and technology of MiFID II and PSD2 – opportunities and potential barriers
  • How regulators are using taxonomy and machine learning to make regulations more accessible to users
  • Beju Shah, Senior Expert – Regulatory Data, Technology, Bank of England
  • Juan Alberto Sanchez, Head of Section, DG-Statistics – Supervisory Data Management, European Central Bank
  • Nick Cook, Head of Department, Market Intelligence, Data & Analysis, Financial Conduct Authority
  • Jane Jee, CEO, Kompli Global

Networking lunch

1:50PMKeynote Interview

RegTech for business benefit – improving products and services for consumers

  • Which regulations are driving up costs per unit to a level where firms are abandoning certain product lines or services?
  • To what extent RegTech is benefitting financial services consumers (through increased competition, lower costs and easier access)
  • How RegTech can help firms bring innovative products and services to market
  • Philip Saunders, Managing Director, Goldman Sachs
  • Stephane Malrait, MD, Global Head of Financial Markets eCommerce, ING

Q&A with leading RegTech providers

  • Real-life applications of new, beneficial solutions within financial services firms
  • See what’s in the pipeline from the leading RegTech providers
  • RegTech solutions in the spotlight:
    • Which have the best audit trails, the most transparency, and the highest accuracy?
    • Which are most easily transferrable across new areas or industry sectors?
    • Which software is future proofed against changes in regulation?
3:00PMRegTech Solution Spotlight

Digital Onboarding of Businesses (from Audit Proof to Audit Trail)

  • Increasing efficiency through business digital onboarding
  • Using AI to reduce manual tasks and upscale employee value-add
  • Meeting new regulatory KYB risk requirements (Audit Proof)
  • Remaining ahead of future regulatory requirements (Audit Trail)
  • Russell E. Perry, Co-Founder & CEO, kompany
3:10PMIndustry roundtable

Call for Input update from the Financial Conduct Authority

In a series of roundtables, attendees will discuss key RegTech issues impacting the industry and discuss their thoughts on potential solutions and barriers. Following the Call for Input published in 2016, the Regulator is keen to hear thoughts from a wide-range of stakeholders to continue to inform their future work on innovation and RegTech. Outputs from this session will be shared with the Regulator to help shape and inform their thinking. Topics include:
  • Challenges and risks faced by RegTech firms in providing RegTech to financial services firms, and those faced by financial services firms in adopting RegTech solutions
  • Whether any existing regulatory rules, policies and guidance are restricting innovation and the adoption of RegTech solutions
  • Areas where RegTech may deliver outcomes that improve efficiency and transparency
  • How PSD2 and open banking are triggering innovation in regulatory compliance
  • Compliance solutions for open APIs
Roundtable leaders:
  • Nick Cook, Head of Department, Market Intelligence, Data & Analysis, Financial Conduct Authority
  • Richard Pike, CEO, Governor Software
3:50PMRegTech Solution Spotlight

Basel III liquidity risk metrics

4:00PMRegTech solution spotlight

Conduct monitoring

  • Innovative technology to flag up suspicious activities

Networking Break

4:40PMRegTech Solution Spotlight

Modelling, scenario analysis & forecasting

  • Using RegTech to meet regulators’ stress tests

Partnership models

  • Insights into active collaborations between large corporations and RegTech start-ups – overcoming hurdles, and achieving beneficial outcomes
  • How large firms are responding to the RegTech movement, and how they can benefit through collaboration programmes
  • Jean-Marc Guiteau, Chief Compliance Officer, BNP Paribas Securities Services
  • Shaul David, FinTech Consultant, Department of International Trade
  • Oliver Harris, Lead FinTech & In-Residence, J.P. Morgan

Chair’s summary and close of summit




RegTech for transaction and trade reporting

Firms are working hard to meet regulatory obligations in transparency, product governance and investor protection, among others. This interactive workshop will explore how RegTech can help you to overcome these challenges. You will explore:
  • Re-using data for multiple regulatory reporting requirements, to streamline regulatory reporting, improve cost-efficiency and future-proof RegTech solutions
  • Ensuring a robust governance framework, and getting your systems and controls in place
  • Building a centralised repository, for real-time trade reporting that feeds directly to the regulators
  • What reconciliations and governance can be offered around trades

Networking break


Using RegTech to drive innovation, and improve your products and services

This interactive workshop will examine how RegTech solutions can remove the regulatory barriers to innovation, directly feeding through to improved product- and service offerings, and lower costs, for your clients. Topics include:
  • How (and how much) RegTech can increase competition, lower costs, and grant easier access in the financial services space
  • Which product lines and services are currently being abandoned by firms due to increased regulatory scrutiny, and how RegTech can help to solve this
  • Practicalities of implementing RegTech to bring innovative products and services to market

Networking lunch


Collaboration to drive development in the RegTech space

With recognition that both large firms and RegTech start-ups can benefit from mutual collaboration, this interactive workshop will give you new insights into:
  • Active collaborations between large corporations and RegTech start-ups – how hurdles are being overcome, and which partnership models are showing most signs of success
  • How large firms and RegTech start-ups both benefit through collaboration programmes

Close of day

View all Finance Edge events

What people will tell you about previous ECN events

  • This was the first conference dedicated to RegTech, and very successfully brought together key stakeholders from innovators and incumbents

    Jan-Maarten Mulder

    Jan-Maarten Mulder

    Summer Capital
  • Congrats on a great event. The ECN team should be proud. I spoke with a few influential folks at the summit and all were impressed. Can't wait until NYC!

    Scott Nelson

    Scott Nelson

  • Great Regtech showcase with good insights about the sector.

    Diana Paredes

    Diana Paredes

  • Congratulations on a really fantastic event this week. Not only did we have a ball at the RegTech Summit and as well as learning a load, have lined up multiple interested prospects - thanks for having us.

    Shane Brett

    Shane Brett

    GECKO Governance

Other Finance Edge events

Special Rates

Special rates for Vendors and members of Financial Institutions


Group booking

  • Available for bookings of 3 or more
  • Financial institutions only
  • Sales end on 27 September
Book now

Standard rate

  • Sales end of 27 September
  • Financial institutions only
Book now

From 12 August

  • Vendors/Service providers/Consultant
  • Limited tickets
Book now

Get in touch for custom group bookings

By submitting this enquiry form you consent to ECN sending you information about this event in accordance with our Privacy Policy detailed below.

Register now

Secure your place today and take advantage of the best discounted rates

Not ready but don't want to forget? Need assistance? Register your interest and we'll help...

Interested in becoming a sponsor?

If your company is interested in sponsoring this year's RegTech Summit, please contact Rebecca Martin on rebecca@eventcreationnetwork.com or call + 44 20 3397 7462. We will get right back to you with information and our sponsorship brochure.


News, speakers interview and much more

Summit venue

27 September, 2017. London

Hilton London Canary Wharf

Marsh Wall, London. E14 9SH

Get Directions:

Enter Destination From input field below to get directions to our event location

Destination From

Destination To

Join our community

We'll be creating and curating lots of RegTech content for your benefit.... so please follow, engage, share, spread the word, discuss, debate, read, watch and more on our social media channels.