Speaker interview: Stephan Wolf

Stephan Wolf, CEO of the Global Legal Entity Identifier Foundation (GLEIF). What obligations relevant to the Legal Entity Identifier (LEI) are triggered by the forthcoming MiFID II / MiFIR? Market participants that must comply with the forthcoming European Union (EU) revised Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR) should obtain an LEI […]

Read more

Speaker interview: Dean Nash

Dean Nash, Head of Legal & Compliance, Monzo Bank What are the 3 biggest challenges for in-house teams in FS firms today? From my perspective it is first the speed of technological change in financial services; this means legal teams needing to know how the technology works, speak the language of their stakeholders (increasingly more […]

Read more

Speaker interview: Sarah Clark

Sarah Clark, General Manager, Mitek Systems. A year or so after ‘RegTech’ became a buzz word in financial services, what are the key enablers and barriers to its adoption?   The biggest barrier we normally run into is the fact that many of the regulations are not prescriptive in terms of the solutions that are […]

Read more

Speaker interview: John Byrne

John Byrne, CEO at Corlytics A year or so after ‘RegTech’ became a buzz word in financial services, what are the key enablers and barriers to its adoption? Although RegTech has only just become a buzz word, financial institutions are long used to using regulatory technology. The difference with the current buzz around RegTech is […]

Read more

Speaker interview: Victor Dorado

Victor Dorado, Head of Legal, Santander What are the 3 biggest challenges for in-house teams in FS firms today? Although it is quite difficult to highlight only 3 challenges, I believe in-house teams have to work quite hard on: (i) providing proper legal support on the business transformation of financial entities, (ii) thinking globally when […]

Read more